Legal Practice Area

Private Equity & Regulation D Compliance

“So many companies take risks every day that they’re not even aware of.”

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Florida Business Attorneys

Complying with SEC regulations and Blue Sky Laws

So many companies take risks every day that they’re not even aware of. As they say, you don’t know what you don’t know, right? Wrong.
Failure to comply with SEC regulations and Blue Sky laws could result in your investors getting all of their money back and potentially even a securities fraud claim landing on your Corporation’s doorstep.

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It is imperative and part of your fiduciary duty to your shareholders (if you’re a corp) and members (if you’re a company) that you take the necessary steps to ensure proper compliance with your business’ internal governing documents, and that any money that you are raising is federally and statutorily compliant.

If you think this sounds expensive now, chances are it will cost your business much more if failure to do so results in litigation down the road. (It is also strongly recommended that your business have an experienced CPA that has worked with business’ before on your team as well.)

Contact us today to learn more about how we can help.

Private Equity and Compliance services include but are not limited to:

  • Private Practice Memorandums (PPMs)
  • Private Placement Offerings (PPOs)
  • Drafting term sheets, promissory notes, convertible notes, warrant rights, subscription and purchase agreements, and other debt and equity fundraising instruments
  • Preparing and filing SEC and state Blue Sky documents and disclosures
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Testimonials

"I recently had a consultation with Michelle Suarez, Esq in regards to a dispute within my corporation and I am very pleased with her services. Michelle works fast! We were able to set up our initial consultation within a few days of connecting.

Michelle was on time, prepared for the call, professional, and straight to the point (which I really appreciated)! She is extremely knowledgeable and took the time to listen to my concerns and provide me with as much information as I needed so that I could make an informed decision. Highly recommend!"

- Marissa Case

"I hired Michelle to handle a situation where I quit my job and started my own business. She helped me through the process of setting up my company and then also represented me in a dispute I had with my former employer. We were successful in that dispute, thanks to Michelle’s hard work.

It was so easy to set up my consultation, her turnaround time was super fast, and I could always reach her about any questions I had. I had a great experience with her and I will go to her in the future for any other business needs my company has."

- Omar Dodero

"I was referred to Michelle and we were beyond pleased with her services. She was aggressive, professional and always available to answer any questions or concerns I had. My case had a positive outcome and I cant thank her enough. Without her knowledge and quick work I'm not sure things would of ended up in my favor. I would most definitely recommend her for all your legal needs. She truly cares for her clients and she works very hard to get you positive results."

- Cassy Longsworth

"I'm a lawyer myself, but I do not practice business law. Michelle is my go-to lawyer for all my business law needs. I also recommend her to my friends and my immigration clients when they need business advice. I only recommend professionals who I know to be honest, responsive, fair, and smart (I do NOT accept referral fees from other lawyers). So many lawyers are lazy, incompetent, and overcharge you. They don't answer your questions or they let their staff do it all and you never hear from your actual lawyer again. Michelle will pay close attention to your case and charge you fairly for her superior work. Thank you Michelle!"

- Jill E. Grucan, Esq.

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Call us at (954) 800-0484 for a consultation